{
 "name": "caspchecklist.com Casp Authorisation Dossier",
 "title": "Casp Authorisation Dossier",
 "url": "https://caspchecklist.com/datasets/casp-authorisation-dossier/",
 "csv": "https://caspchecklist.com/datasets/casp-authorisation-dossier.csv",
 "markdown": "https://caspchecklist.com/datasets/casp-authorisation-dossier/index.md",
 "computed_at": "2026-10-23",
 "license": "https://caspchecklist.com/terms",
 "headline": "The Casp Authorisation Dossier carries 5 published figures read from 1 source's own page, from 2 to 10 year, read 17 October 2026.",
 "quotes": [
  "The Casp Authorisation Dossier carries 5 published figures read from 1 source's own page, from 2 to 10 year, read 17 October 2026.",
  "3 of the 9 named sources read in full publish a figure; 6 publish none, read 17 October 2026.",
  "Casp Authorisation Dossier, class 1: median 50,000 EUR across 2 sources, read 17 October 2026.",
  "Casp Authorisation Dossier, class 2: median 125,000 EUR across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, class 3: median 150,000 EUR across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item qualifying holdings: median 10 percent across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item projected fixed overheads for first 12 months: median 12 month across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item programme of operations: median 3 year across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item prudential requirements (financial statements): median 3 year across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item management body member identity and residence: median 10 year across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item management body member professional experience: median 10 year across 1 source, read 17 October 2026.",
  "Casp Authorisation Dossier, information item management body member good repute (PEP status): median 2 year across 1 source, read 17 October 2026."
 ],
 "citation": "\"caspchecklist.com Casp Authorisation Dossier\", updated 2026-10-23, https://caspchecklist.com/datasets/casp-authorisation-dossier/.",
 "changed_since": null,
 "national": {
  "unit": "year",
  "n": 5,
  "median": 3,
  "min": 2,
  "max": 10,
  "p25": 2.5,
  "p75": 10,
  "mean": 5.6,
  "units": {
   "%": 1,
   "EUR": 4,
   "month": 1,
   "year": 5
  },
  "published_sources": 3,
  "named_sources": 9,
  "read_sources": 9,
  "not_published": 6,
  "published_share": 0.333
 },
 "by_axis": {
  "class": {
   "1": {
    "EUR": {
     "n": 2,
     "median": 50000,
     "min": 50000,
     "max": 50000,
     "p25": null,
     "p75": null,
     "mean": 50000
    }
   },
   "2": {
    "EUR": {
     "n": 1,
     "median": 125000,
     "min": 125000,
     "max": 125000,
     "p25": 125000,
     "p75": 125000,
     "mean": 125000
    }
   },
   "3": {
    "EUR": {
     "n": 1,
     "median": 150000,
     "min": 150000,
     "max": 150000,
     "p25": 150000,
     "p75": 150000,
     "mean": 150000
    }
   }
  },
  "information item": {
   "qualifying holdings": {
    "%": {
     "n": 1,
     "median": 10,
     "min": 10,
     "max": 10,
     "p25": 10,
     "p75": 10,
     "mean": 10
    }
   },
   "projected fixed overheads for first 12 months": {
    "month": {
     "n": 1,
     "median": 12,
     "min": 12,
     "max": 12,
     "p25": 12,
     "p75": 12,
     "mean": 12
    }
   },
   "programme of operations": {
    "year": {
     "n": 1,
     "median": 3,
     "min": 3,
     "max": 3,
     "p25": 3,
     "p75": 3,
     "mean": 3
    }
   },
   "prudential requirements (financial statements)": {
    "year": {
     "n": 1,
     "median": 3,
     "min": 3,
     "max": 3,
     "p25": 3,
     "p75": 3,
     "mean": 3
    }
   },
   "management body member identity and residence": {
    "year": {
     "n": 1,
     "median": 10,
     "min": 10,
     "max": 10,
     "p25": 10,
     "p75": 10,
     "mean": 10
    }
   },
   "management body member professional experience": {
    "year": {
     "n": 1,
     "median": 10,
     "min": 10,
     "max": 10,
     "p25": 10,
     "p75": 10,
     "mean": 10
    }
   },
   "management body member good repute (PEP status)": {
    "year": {
     "n": 1,
     "median": 2,
     "min": 2,
     "max": 2,
     "p25": 2,
     "p75": 2,
     "mean": 2
    }
   }
  }
 },
 "rows": [
  {
   "source": "ESMA final report: draft technical standards under MiCA, first package",
   "url": "https://www.esma.europa.eu/sites/default/files/2024-03/ESMA18-72330276-1634_Final_Report_on_certain_technical_standards_under_MiCA_First_Package.pdf",
   "figure": "EUR 50,000 ",
   "value": 50000,
   "unit": "EUR",
   "vat": null,
   "axis": {
    "class": "1"
   },
   "retrieved_at": "2026-10-17",
   "quote": "minimum capital requirements – that ranges from EUR 50,000 to EUR 150,000 depending on the type of the crypto-asset services provided – and 25% of the fixed",
   "source_class": "primary-government",
   "text_sha256": "c51ad46265cea4e5053f47198f4e62b7f2aba1700b2a7ddae615df556b8837b8"
  },
  {
   "source": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "figure": "10 %",
   "value": 10,
   "unit": "%",
   "vat": null,
   "axis": {
    "information item": "qualifying holdings"
   },
   "retrieved_at": "2026-10-17",
   "quote": "ualifying holding’ means any direct or indirect holding in an issuer of asset-referenced tokens or in a crypto-asset service provider which represents at least 10 % of the capital or of the voting rights, as set out in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council (32), respective",
   "source_class": "primary-government",
   "text_sha256": "04eecde687852eb2cc8b13712fb9255ae29f08008359212e5eea860f15b51f67"
  },
  {
   "source": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "figure": "12 months",
   "value": 12,
   "unit": "month",
   "vat": null,
   "axis": {
    "information item": "projected fixed overheads for first 12 months"
   },
   "retrieved_at": "2026-10-17",
   "quote": "Crypto-asset service providers that have not been in business for one year from the date on which they began providing services shall use, for the calculation referred to in paragraph 1, point (b), the projected fixed overheads included in their projections for the first 12 months of service provision, as submitted with their application for authorisation.",
   "source_class": "primary-government",
   "text_sha256": "04eecde687852eb2cc8b13712fb9255ae29f08008359212e5eea860f15b51f67"
  },
  {
   "source": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "figure": "EUR 50 000",
   "value": 50000,
   "unit": "EUR",
   "vat": null,
   "axis": {
    "class": "1"
   },
   "retrieved_at": "2026-10-17",
   "quote": "providing portfolio management on crypto-assets. EUR 50 000",
   "source_class": "primary-government",
   "text_sha256": "04eecde687852eb2cc8b13712fb9255ae29f08008359212e5eea860f15b51f67"
  },
  {
   "source": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "figure": "EUR 125 000",
   "value": 125000,
   "unit": "EUR",
   "vat": null,
   "axis": {
    "class": "2"
   },
   "retrieved_at": "2026-10-17",
   "quote": "exchange of crypto-assets for other crypto-assets. EUR 125 000",
   "source_class": "primary-government",
   "text_sha256": "04eecde687852eb2cc8b13712fb9255ae29f08008359212e5eea860f15b51f67"
  },
  {
   "source": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "figure": "EUR 150 000",
   "value": 150000,
   "unit": "EUR",
   "vat": null,
   "axis": {
    "class": "3"
   },
   "retrieved_at": "2026-10-17",
   "quote": "operation of a trading platform for crypto-assets. EUR 150 000",
   "source_class": "primary-government",
   "text_sha256": "04eecde687852eb2cc8b13712fb9255ae29f08008359212e5eea860f15b51f67"
  },
  {
   "source": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "figure": "3 years",
   "value": 3,
   "unit": "year",
   "vat": null,
   "axis": {
    "information item": "programme of operations"
   },
   "retrieved_at": "2026-10-17",
   "quote": "For the purposes of Article 62(2), point (d), of Regulation (EU) 2023/1114, applicants shall provide to the competent authority the programme of operations for 3 years following the authorisation, including all the following information:",
   "source_class": "primary-government",
   "text_sha256": "cabb4e539b6d932ca2aa0beec0bc7fbf1a5b3664929e3c3c992925e5b24e7fa2"
  },
  {
   "source": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "figure": "3 years",
   "value": 3,
   "unit": "year",
   "vat": null,
   "axis": {
    "information item": "prudential requirements (financial statements)"
   },
   "retrieved_at": "2026-10-17",
   "quote": "for undertakings or other legal persons that are already active, where available, the financial statements of the last 3 years approved, where audited, by external auditor;",
   "source_class": "primary-government",
   "text_sha256": "cabb4e539b6d932ca2aa0beec0bc7fbf1a5b3664929e3c3c992925e5b24e7fa2"
  },
  {
   "source": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "figure": "10 years",
   "value": 10,
   "unit": "year",
   "vat": null,
   "axis": {
    "information item": "management body member identity and residence"
   },
   "retrieved_at": "2026-10-17",
   "quote": "the place and date of birth, address and contact details of the current place of residence and of any other place of residence in the past 10 years, nationality or nationalities, national identification number and copy of an official identity document or equivalent;",
   "source_class": "primary-government",
   "text_sha256": "cabb4e539b6d932ca2aa0beec0bc7fbf1a5b3664929e3c3c992925e5b24e7fa2"
  },
  {
   "source": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "figure": "10 years",
   "value": 10,
   "unit": "year",
   "vat": null,
   "axis": {
    "information item": "management body member professional experience"
   },
   "retrieved_at": "2026-10-17",
   "quote": "name and nature of all organisations for which the member has worked and the nature and duration of the functions performed for positions held in the previous 10 years, in particular highlighting any activities within the scope of the position sought, including professional experience relevant to financial services, crypto-as",
   "source_class": "primary-government",
   "text_sha256": "cabb4e539b6d932ca2aa0beec0bc7fbf1a5b3664929e3c3c992925e5b24e7fa2"
  },
  {
   "source": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "figure": "2 years",
   "value": 2,
   "unit": "year",
   "vat": null,
   "axis": {
    "information item": "management body member good repute (PEP status)"
   },
   "retrieved_at": "2026-10-17",
   "quote": "onships, legal proceedings and whether the person was a politically exposed person as defined in Article 3, point (9), of Directive (EU) 2015/849 over the past 2 years.",
   "source_class": "primary-government",
   "text_sha256": "cabb4e539b6d932ca2aa0beec0bc7fbf1a5b3664929e3c3c992925e5b24e7fa2"
  }
 ],
 "not_published": [
  {
   "source": "EUR-Lex summary: European crypto-assets regulation (MiCA)",
   "url": "https://eur-lex.europa.eu/EN/legal-content/summary/european-crypto-assets-regulation-mica.html",
   "retrieved_at": "2026-10-17",
   "reason": "every candidate on the page was refused"
  },
  {
   "source": "ESMA interactive single rulebook: MiCA Article 62",
   "url": "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mica/article-62-application-authorisation-crypto",
   "retrieved_at": "2026-09-11",
   "reason": "read in full and no accepted figure on the page"
  },
  {
   "source": "EBA interactive single rulebook: MiCA Article 62",
   "url": "https://www.eba.europa.eu/regulation-and-policy/single-rulebook/interactive-single-rulebook/17879",
   "retrieved_at": "2026-09-11",
   "reason": "read in full and no accepted figure on the page"
  },
  {
   "source": "ESMA: response to the Commission's rejection of certain MiCA technical standards",
   "url": "https://www.esma.europa.eu/press-news/esma-news/esma-responds-commission-rejection-certain-mica-technical-standards",
   "retrieved_at": "2026-10-17",
   "reason": "read in full and no accepted figure on the page"
  },
  {
   "source": "ESMA opinion on the rejection of the RTS on CASP authorisations and notifications",
   "url": "https://www.esma.europa.eu/sites/default/files/2024-10/ESMA35-1872330276-195_-_MiCA_Opinion_on_rejection_of_RTS_CASPs_authorisations_and_notifications.pdf",
   "retrieved_at": "2026-09-12",
   "reason": "read in full and no accepted figure on the page"
  },
  {
   "source": "Central Bank of Ireland: application form for authorisation as a Crypto-Asset Service Provider",
   "url": "https://www.centralbank.ie/docs/default-source/regulation/micar/application-form-for-authorisation-as-a-crypto-asset-service-provider.pdf",
   "retrieved_at": "2026-09-12",
   "reason": "read in full and no accepted figure on the page"
  }
 ],
 "sources": [
  {
   "url": "https://eur-lex.europa.eu/eli/reg/2023/1114/oj/eng",
   "label": "Regulation (EU) 2023/1114 (MiCA), Official Journal consolidated text",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://eur-lex.europa.eu/EN/legal-content/summary/european-crypto-assets-regulation-mica.html",
   "label": "EUR-Lex summary: European crypto-assets regulation (MiCA)",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://eur-lex.europa.eu/eli/reg_del/2025/305/oj",
   "label": "Commission Delegated Regulation (EU) 2025/305 (RTS on the content of a CASP authorisation application)",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mica/article-62-application-authorisation-crypto",
   "label": "ESMA interactive single rulebook: MiCA Article 62",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.eba.europa.eu/regulation-and-policy/single-rulebook/interactive-single-rulebook/17879",
   "label": "EBA interactive single rulebook: MiCA Article 62",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.esma.europa.eu/press-news/esma-news/esma-responds-commission-rejection-certain-mica-technical-standards",
   "label": "ESMA: response to the Commission's rejection of certain MiCA technical standards",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.esma.europa.eu/sites/default/files/2024-03/ESMA18-72330276-1634_Final_Report_on_certain_technical_standards_under_MiCA_First_Package.pdf",
   "label": "ESMA final report: draft technical standards under MiCA, first package",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.esma.europa.eu/sites/default/files/2024-10/ESMA35-1872330276-195_-_MiCA_Opinion_on_rejection_of_RTS_CASPs_authorisations_and_notifications.pdf",
   "label": "ESMA opinion on the rejection of the RTS on CASP authorisations and notifications",
   "license": "the publisher's own terms; quoted for reporting and comment"
  },
  {
   "url": "https://www.centralbank.ie/docs/default-source/regulation/micar/application-form-for-authorisation-as-a-crypto-asset-service-provider.pdf",
   "label": "Central Bank of Ireland: application form for authorisation as a Crypto-Asset Service Provider",
   "license": "the publisher's own terms; quoted for reporting and comment"
  }
 ],
 "methodology": "Every row is a verbatim sentence read from the named source's own page through our fetch service on the date shown, hash-pinned to the stored read (the sha of the page's visible text; the raw page is mirrored to R2). 3 of the 9 named sources that could be read published a usable figure; 6 published none and are recorded as not published, never filled in; 0 could not be read (blocked, dead or unreachable) and count nowhere. The headline figures (median, minimum, maximum, quartiles) are over ONE figure per source for each breakdown it prices, in year (a source's median where its page yielded several accepted sentences for one breakdown), so a page that gives figures for several breakdowns gives one for each and N counts 5 figures, never sentences; 127 candidate sentence(s) were refused by a reviewer with the reason recorded. The fuller derivation this dataset is chartered to grow into (not yet what the figures above are; they are each source's own published figure as read): one row per information item the Regulation and its technical standards demand, mapped to the crypto-asset service that triggers it and to the Annex IV class and its minimum capital (EUR 50,000, EUR 125,000, EUR 150,000), with the article or recital cited verbatim; the derivation is the SERVICE-BY-SERVICE checklist - given the exact set of services a firm intends, which of the items apply, which do not, and which capital floor binds - because the Regulation states the items and the classes separately and never joins them, and the RTS expand each item again",
 "embed": "<figure style=\"margin:0;padding:16px;border:1px solid #d9d9d9;border-radius:8px;background:#ffffff;color:#111111;font-family:system-ui,sans-serif;max-width:480px\"><p style=\"margin:0 0 8px;font-size:28px;font-weight:700;color:#111111;background:#ffffff\">2 to 10 year</p><p style=\"margin:0 0 8px;font-size:14px;color:#111111;background:#ffffff\">5 published figures, Casp Authorisation Dossier, across 1 source, read 17 October 2026</p><figcaption style=\"font-size:12px;color:#444444;background:#ffffff\"><a href=\"https://caspchecklist.com/datasets/casp-authorisation-dossier/#median\" style=\"color:#1a4fd6;background:#ffffff\">Source: caspchecklist.com Casp Authorisation Dossier</a></figcaption></figure>"
}